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Red Flags: Recognize and eliminate the risks in your RIA firm’s Disaster Recovery, IT Compliance, and Cyber Security processes to safeguard your reputation and client trust.
Richard Mabbun, Julian Makas
ASIN: B00NMW28W6
Publisher: Best Seller Publishing
Pages: 102

Written for the owners and officers of any Registered Investment Advisory firm, this book seeks to provide the answers you need to safeguard your firm’s reputation and maintain your clients’ trust. With over 35 combined years of reviewing and protecting RIA firms, we understand the unique cyber security threats, compliance regulations, and resource constraints facing RIA firms, which compelled us to share our knowledge. In this book you will find the most common “Red Flags” that we’ve discovered assessing RIA firms’ technology and infrastructure. These “Red Flags” fall into 4 categories which pose the largest technology risks to your RIA firm.Backups: Securing and storing copies of your dataDisaster Recovery: Recovering data and getting back up and running after a disasterIT Compliance: Implementing and enforcing controls to comply with industry regulations Cyber Security: Eliminating ...
Amazon Rating:
4 stars from 6 ratings